Coupled Bogoliubov equations for electrons and phonons

C. Yu Wang, S. Sharma, T. Müller, E. K.U. Gross, J. K. Dewhurst*

*Corresponding author for this work

Research output: Contribution to journalArticlepeer-review

1 Scopus citations


With the aim of including small amplitude quantum nuclear dynamics in solid-state calculations, we derive a set of equations by applying Wick's theorem to the square of the Fröhlich Hamiltonian. These are noninteracting fermionic and bosonic Hamiltonians with terms up to quadratic order in the field operators. They depend on one another's density matrices and are therefore to be solved self-consistently. A Bogoliubov transformation is required to diagonalize both the fermionic and bosonic Hamiltonians since they represent noninteracting quantum field theories with an indefinite number of particles. The Bogoliubov transform for phonons is non-Hermitian in the general case, and the corresponding time evolution is nonunitary. Several sufficient conditions for ensuring that the bosonic eigenvalues are real are provided. The method was implemented in an all-electron code and shown to correctly predict the renormalization of the Kohn-Sham band gap of diamond and silicon due to the electron-phonon interaction. The theory also verifies that niobium and MgB2 are phonon-mediated superconductors and predicts the existence and magnitude of their superconducting gaps. Lastly, we confirm that copper is not a superconductor even at zero temperature.

Original languageAmerican English
Article number174509
JournalPhysical Review B
Issue number17
StatePublished - 16 May 2022

Bibliographical note

Funding Information:
We would like to thank James Annett for pointing out the similarity of our bosonic analysis to that in Ref. and also thank Antonio Sanna for useful discussions and providing the SCDFT data. Calculations were performed on the Raven supercomputer at the Max Planck Computing and Data Facility. S.S. and J.K.D. would like to thank TRR227 (Project No. A04) for funding. E.K.U.G. would like to acknowledge the European Research Council (ERC) under the European Union's Horizon 2020 research and innovation program (Grant Agreement No. ERC-2017-AdG-788890).

Publisher Copyright:
© 2022 American Physical Society.


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