TY - JOUR

T1 - Generalized Kohn-Sham system in one-matrix functional theory

AU - Requist, Ryan

AU - Pankratov, Oleg

PY - 2008/6/25

Y1 - 2008/6/25

N2 - A system of electrons in a local or nonlocal external potential can be described with one-matrix functional theory (1MFT), which is similar to density-functional theory (DFT) but takes the one-particle reduced density matrix (one-matrix) instead of the density as its basic variable. Within 1MFT, Gilbert derived effective single-particle equations analogous to the Kohn-Sham (KS) equations in DFT. The self-consistent solution of these 1MFT-KS equations reproduces not only the density of the original electron system but also its one-matrix. While in DFT it is usually possible to reproduce the density using KS orbitals with integer (0 or 1) occupancy, in 1MFT reproducing the one-matrix requires in general fractional occupancies. The variational principle implies that the KS eigenvalues of all fractionally occupied orbitals must collapse at self-consistency to a single level. We show that as a consequence of the degeneracy, the iteration of the KS equations is intrinsically divergent. Fortunately, the level-shifting method, commonly introduced in Hartree-Fock calculations, is always able to force convergence. We introduce an alternative derivation of the 1MFT-KS equations that allows control of the eigenvalue collapse by constraining the occupancies. As an explicit example, we apply the 1MFT-KS scheme to calculate the ground state one-matrix of an exactly solvable two-site Hubbard model.

AB - A system of electrons in a local or nonlocal external potential can be described with one-matrix functional theory (1MFT), which is similar to density-functional theory (DFT) but takes the one-particle reduced density matrix (one-matrix) instead of the density as its basic variable. Within 1MFT, Gilbert derived effective single-particle equations analogous to the Kohn-Sham (KS) equations in DFT. The self-consistent solution of these 1MFT-KS equations reproduces not only the density of the original electron system but also its one-matrix. While in DFT it is usually possible to reproduce the density using KS orbitals with integer (0 or 1) occupancy, in 1MFT reproducing the one-matrix requires in general fractional occupancies. The variational principle implies that the KS eigenvalues of all fractionally occupied orbitals must collapse at self-consistency to a single level. We show that as a consequence of the degeneracy, the iteration of the KS equations is intrinsically divergent. Fortunately, the level-shifting method, commonly introduced in Hartree-Fock calculations, is always able to force convergence. We introduce an alternative derivation of the 1MFT-KS equations that allows control of the eigenvalue collapse by constraining the occupancies. As an explicit example, we apply the 1MFT-KS scheme to calculate the ground state one-matrix of an exactly solvable two-site Hubbard model.

UR - http://www.scopus.com/inward/record.url?scp=46049121399&partnerID=8YFLogxK

U2 - 10.1103/PhysRevB.77.235121

DO - 10.1103/PhysRevB.77.235121

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AN - SCOPUS:46049121399

SN - 1098-0121

VL - 77

JO - Physical Review B - Condensed Matter and Materials Physics

JF - Physical Review B - Condensed Matter and Materials Physics

IS - 23

M1 - 235121

ER -